Sleep in Psychiatric Disorders
Rev. Bras. Psiquiatr. vol.27 suppl.1 São Paulo May 2005
doi: 10.1590/S1516-44462005000500006
ABSTRACT
Altered sleep patterns are prominent in the majority of psychiatric disorders. This article examines the
psychiatric disorders that are most often associated to sleep dysfunction as it is related in clinical practice and
describes the polysomnographic findings. Patient's main complaints are related to difficulty in initiating and
maintaining sleep (initial or middle insomnia, respectively) and poor quality of sleep. Early awakening or terminal
insomnia is most described in the depressive conditions. Hypersomnia may be the main symptom in some depressive
disorders, as seasonal depression, depression with atypical features or depressive episodes in bipolar disorder.
Polysomnographic evaluation shows, in general, a significative reduction in the efficiency and total time of sleep,
in detriment to the amount of slow wave sleep. The reduction of rapid eye movement (REM) sleep latency is mainly
described for the depression, but has also been reported in other psychiatric disorders.
Introduction
Sleep dysfunction is prominent in most psychiatricdisorders.1 In a survey carried out in variousAmerican cities,
40% of interviewees reporting insomnia and 46.5%of those reporting hypersomnia met the criteria for mentaldisease
according to the DSM-III-R.2
In the international classification of sleep disorders(ICSD),3 the third division refers to sleepdysfunction
related to clinical and psychiatric disorders. Suchmental disorders are subdivided into: psychoses, mood
disorders,anxiety disorders, panic disorders and alcoholism. There is adiscrepancy regarding the classification of
mentaldisorders4 in which panic disorder is part of ananxiety disorder. The justification for this separation in
theICSD is that some panic disorders may only present episodicmanifestations during sleep.3,5 Therefore,
alteredsleep patterns are used as diagnostic criteria for variouspsychiatric profiles, such as major depression,
post-traumaticstress disorder and generalized anxiety disorder.4
This article addresses psychiatric disorders that mostfrequently present sleep dysfunction in clinical practice
and themain polysomnographic findings described. Some studies evaluatingthe physiopathology of such alterations in
certain sleepdisorders and of those caused by the most common drug therapieswill also be discussed. Sleep patterns
and changes related tospecific disorders of childhood and adolescence will be presentedseparately.
Mood disorders
1. Depression
Approximately 80% of patients with depression complain ofchanges in sleep patterns. Of these 80%, most present
terminalinsomnia, waking up hours before necessary (earlyawakening).6 In cases of accompanying anxietysymptoms,
initial insomnia, in which the patient presentsdifficulty in initiating sleep, is also common.6 Inlongitudinal
epidemiological studies, insomnia has been found tobe an important predictor of increased risk of depression in
oneto three years of follow up.7 In addition, persistentinsomnia has been correlated with the onset of a new
depressiveepisode.8
Specific complaints may include frequent nighttime awakenings,poor quality sleep, reduction in total sleep time,
andnightmares.9 Although complaints of excessive daytimesleepiness are rare in major depression, some patients
withinsomnia relate increased fatigue and try to compensate for theirsleep loss with daytime naps.10
A small percentage of patients with major depression, themajority of whom are young adults,10 complain
ofexcessive sleepiness. Most patients with bipolar disorder alsorelate insomnia when in depression, but a
significant percentageof patients relate hypersomnia symptoms with prolonged nighttimesleep, difficulty in
awakening and excessive daytimesleepiness.9 Patients with seasonal affective disorderand atypical depression also
reporthypersomnia.4,9
1) Polysomnographic findings
In patients with depression, polysomnographic findings can bedivided into three main categories: sleep
continuity, slow-wavesleep and rapid eye movement (REM) sleep. In the sleep continuitycategory, increased sleep
latency, more frequent nighttimeawakenings and early awakening are observed, resulting in sleepfragmentation and
decreased sleep efficiency.11Studies comparing depressed patients to age-matched controls haveconfirmed these
results.1,9
Slow-wave sleep deficit has been reported by various authors,although not all studies have shown this
reduction.1,9Reduced slow-wave sleep seems to be more pronounced in the firstnon-rapid eye movement (NREM) period,
which alters itsdistribution throughout the night.12 Decrease in deltapower has also been observed in
quantitativeelectroencephalography studies carried out duringsleep.12
The first finding regarding REM sleep was the reduction in REMlatency (period of time from sleep onset to
REMonset).1,9-10 Over the years, this has been proven tobe the most frequently described factor in patients with
majordepression, although it is as yet unknown whether REM latency isa specific indicator of current or past
depression, perhapslinked to cholinergic hyperactivity.9 Other findingsrefer to the increase in the first REM sleep
period, in REMdensity (increase in the rate of rapid eye movements) and in REMpercentage.1,9-11
In a study attempting to relate subjective sleep complaints topolysomnographic data in patients with depression,
the patientswere incapable of accurately estimating the number of awakeningsduring the night.13 The subjective
evaluation of sleepquality seemed to be associated with sleep continuity and theamount of slow-wave sleep.13
2. Mania
During episodes of mania, patients relate reduced total sleeptime, with a subjective sensation of a decreased
need for sleep.In various cases, the transition to the mania stage is precededby periods of sleeplessness. It has
also been suggested that thetransition from euthymia or depression to the maniac stage occursduring sleep.10
1) Polysomnographic findings
The main characteristic of mania seems to be reduced total sleep time, since the maniac patient appears to have
difficulty in falling asleep.1,9-10 Two or three hours after falling asleep, the patient awakes, totally
reinvigorated. As in depression, the duration of stages 3 and 4 may be curtailed, although the findings regarding
REM sleep were less consistent.1,9-10
Anxiety disorders
1. Generalized anxiety disorder
Patients with generalized anxiety disorder (GAD) frequentlycomplain they cannot relax or stop worrying about
their problemswhen they are in bed.5 The sleep dysfunctions mostfrequently associated with GAD profiles are sleep
maintenanceinsomnia14 and difficulty in initiating sleep (initialinsomnia).5,10,15 Poor quality sleep and
interruptedsleep have also been reported.5,10,14
1) Polysomnographic findings
Patients with GAD present increased sleep latency (frequentlymore than one hour15), increased duration of
thelightest sleep stages, lower percentages of REM sleep and, exceptfor isolated cases, increased or normal REM
sleeplatency.1,5,10
2. Panic disorder
The most common sleep-related complaints of patients withpanic disorder are initial or maintenance insomnia
(approximately70% of the patients) and poor quality or fragmentedsleep.5,10,16 Panic attacks may occur during
sleep. Inpatients with nocturnal panic attacks, levels of anxiety seem tobe higher and the duration of the attacks
longer. In addition,there is increased presence of somatic symptoms and morecomorbidity with other psychiatric
disorders, especiallydepression.17 Symptoms similar to those associatedwith panic attacks during sleep may be found
in patients witharrhythmia, gastroesophageal reflux, sleep apnea, night terrorsor REM sleep behavioral disorders.10
All of thesefactors have to be taken into consideration in the differentialdiagnostic evaluation.
Maybe the most important complication of nocturnal panicattacks is chronic sleep deprivation.5,16 In
fact,patients with this complication develop anticipation anxiety andavoidance behavior, as seen in daytime
attacks. In the specificcase of sleep panic attacks, many patients develop a fear ofsleep and are reluctant to
sleep.
1) Polysomnographic findings
When compared with control individuals, patients with panicdisorder present slightly increased sleep latency and
reducedsleep efficiency.5,16 There is an increase in time ofmovement during sleep, but there is no temporal
relationshipbetween moving and nocturnal panic attacks.18 Sleeppanic attacks generally take place at the end of
stage 2 or onsetof stage 3 of REM sleep.5,10,16
3. Post-traumatic stress disorder
The main sleep-related complaints in patients withpost-traumatic stress disorder are insomnia and awakening due
toanxiety or nightmares. It is common to find a state of autonomichyperactivity, characterized by hypervigilance
andinsomnia.5,10,16 Frequent nightmares are reported by59% to 68% of patients and are a marker for this
disease,involving relived experiences as well as imaginary scenarios withfrightening or life-threatening
content.5,10,16Awakening due to anxiety seems, in turn, to be more related toREM sleep.5,16
1) Polysomnographic findings
Post-traumatic stress disorder has been associated withincreased sleep latency, decreased sleep efficiency,
increase intime awake after sleep onset, reduction in total sleep time,decreased stage 2 sleep and increased stage
1 NREM sleep (sleepthat is more superficial).5,10,16 There isconsiderable controversy regarding the effects of
post-traumaticstress disorder on REM sleep. Some authors report normal REMparameters, whereas others relate
decreased latency of REM sleepand increased REM density.1,10,16
Schizophrenia
Although sleep disorders in schizophrenia are sufficientlysevere to warrant clinical attention, they are seldom
thepredominant complaint.19 In a state of psychoticagitation, there are prolonged periods of total
sleeplessness;and when agitation subsides, expressive insomnia takes itsplace.20 There are reports of near total
inversion ofthe wake-sleep cycle, a situation in which the patient sleepsduring the day and remains awake at
night.20 Severeinsomnia is also described in exacerbations of the schizophrenicprofile and might precede the onset
of other symptoms duringrelapse.19,20 Schizophrenic patients may experienceterrifying hypnagogic hallucinations and
nightmares.20These may be accompanied by several primary sleep disorders, suchas poor sleep hygiene and increased
periodic lower limbmovements.20 When present, sleep apnea comorbidity mayaggravate schizophrenic symptoms.10
Various studies have related schizophrenia to specificpolysomnographic findings, as we shall discuss herein.
Slow-wavesleep, as well as sleep maintenance, seems to be inverselyrelated to the size of the cerebral ventricles.
It is suggestedthat decreased slow-wave sleep and increased schizophrenicnegative symptoms may be related to
reduced brain metabolism andaccelerated ageing or brain atrophy.21
The first attempt to establish a connection between REM sleepabnormalities and schizophrenia was related by
Dement, in1955.22 The study was carried out before the advent ofthe neuroleptics, and the author found decreased
REM sleeplatency but did not observe any difference in its density inschizophrenics.22 Several studies followed,
withdistinct findings in REM parameters.1,10,20 Thisvariation may be explained by the different stages of
thedisease, by the imbalance of neurotransmitters and by the use ofshort- and long-term medication.10 Despite
theseconflicts, the similarity between the hallucinatory activity thatnormally occurs in REM sleep and the
hallucinations found inschizophrenia continue to intrigue researchers, and severaltheories have been suggested in
the attempt to explain thissimilarity.10,20
1) Polysomnographic findings
Sleep continuity disturbance, decreased slow-wave sleep,decreased REM latency, increased REM percentage and
decreasedamount of time in NREM sleep (in minutes) have beenobserved.1,10,19-20 Atypical antipsychotics such
asolanzapine, risperidone and clozapine significantly increasetotal sleep time and stage 2 sleep. In addition,
olanzapine andrisperidone increase slow-wave sleep.19 Typicalantipsychotics such as haloperidol, thiothixene and
flupentixolsignificantly decrease stage 2 sleep and increase sleepefficiency.19
Alcoholism
Among the general population, alcohol is probably the mostcommonly used sleep-inducing substance.23
Acuteadministration of alcohol to normal volunteers before bedtimetends to curtail sleep latency, increase NREM
sleep and decreaseREM sleep within the first hours after intake.23However, alcohol is quickly metabolized. Within
four to fivehours after intake there is a decrease in concentration in theblood and the individual may present
sleep interrupted by gastricirritation, headache, nightmares, tachycardia and profusesweating. There may also be
REM sleep rebound.23
Alcoholic patients generally report insomnia, hypersomnia,disruption of circadian rhythms and parasomnias.
Alcoholwithdrawal symptoms may be confused with those related to panicattacks, and the differential diagnosis must
be carriedout.24
Alcohol increases the probability of snoring, respiratoryresistance and the occurrence of apneic episodes, even
in theindividuals with no history of sleep apnea orsnoring.23
1) Polysomnographic findings
Polysomnographic findings include increased sleep latency anddecreased sleep efficiency, as well as a reduction
in total sleeptime, slow-wave sleep and REM sleep.23 Alcoholinhibits REM sleep in a dose-dependent way, even in the
presenceof physiological REM sleep debt, such as sleepdeprivation.25
Dementias
Dementias are not homogeneous regarding sleep. However, indementia with Lewy bodies and frontotemporal dementia
there isalso a deficit in cholinergic transmission, with a consequentreduction in the percentage of REM sleep,
similar to that seen inAlzheimer's disease.26 A peculiarity of dementia withLewy bodies is that it presents a
higher frequency of REM sleepbehavior disorder. This occurs because, in this dementia, thereis an early onset of
the loss of cholinergic neurons in themagnocellular part of the pontine reticular nucleus, damaging theexcitatory
connection between this nucleus and the locuscoeruleus, which is responsible for the atony in REMsleep.26
In vascular dementia, sleep alterations are quiteheterogeneous, depending on the distribution of the cortical
andsubcortical lesions, but there is an important reduction in thepercentage of slow-wave sleep.27 However,
morein-depth studies of sleep in dementias other than Alzheimer's areneeded.
1. Alzheimer's disease
Alzheimer's disease is the most studied of all dementias. Manyof the sleep dysfunctions present in normal ageing
also occur inthe patient with this disease, but with more intensity. In viewof this, there is a reduction in total
sleep time and in sleepefficiency,28 as well as advanced sleep phase(trending toward early sleep onset and
earlyawakening),29 lower amplitude of circadian cycles(such as hormonal secretion, activity andtemperature),30-31
reduction in slow-wave sleep(stages 3 and 4), reduction in REM sleep and increased stage 1sleep.28,32 In addition,
patients with Alzheimer'spresent episodes of nighttime agitation, hypnagogichallucinations and aimless
sleepwalking.33
Some of the dysfunctions present in Alzheimer's disease may beattributed to the growing disruption of circadian
cycles,possibly accompanied by atrophy of the suprachiasmaticnucleus.34 This disruption increases in parallel
withdisease severity.35 It has also been observed that thelack of a rhythmic pattern in the secretion of melatonin
affectsthe sleep of these patients, and that the administration ofexogenous melatonin, or the stimulation of its
production throughmorning phototherapy, help correct it partially.36 InAlzheimer's disease, dysfunctions that
affect REM sleep areespecially important due to their physiopathology since one ofthe most affected structures at
the onset of Alzheimer's isprecisely a cholinergic nucleus involved in cortical activityduring this stage, the
basal nucleus of Meynert.37Therefore, it has been speculated that the relationship betweenREM sleep and Alzheimer's
is functional since REM sleep isrelated to learning processes, severely impaired by thisdisease.37 In fact, when
patients are given drugs thatenhance cholinergic conduction, there is an increase in thepercentage of REM sleep, as
well as an improvement incognition.38
1) Polysomnographic findings
As previously discussed, polysomnographic findings include asignificant reduction in the percentage of REM
sleep, lowerfrequency of rapid eye movements during REM sleep (decreased REMdensity) and decreased sleep efficiency
due to the increase inthe number of awakenings after sleep onset.28 Adecrease in the basal rhythm has been observed
in the spectralanalysis of electroencephalogram during REM sleep.39According to some authors, the decrease in the
basal rhythm ofREM sleep in the spectral analysis is a sensitive marker fordifferentiating Alzheimer's disease from
normalaging.40 The presence of diffuse delta and thetarhythms is also noticed, in both sleep and wake, with
generalslowing on electroencephalogram in frontal and temporalabnormalities.28,38
In the elderly, depression can simulate Alzheimer's disease.However, in depression, the polysomnographic profile
indicatescholinergic hyperactivity, with increase in percentage andreduction of latency of REM sleep.41
Sleep in children and adolescents and sleep dysfunctions in the most frequent psychiatric disorders
Sleep, seen in its various aspects, suffers modifications overthe individual's life and these are more
significant in the firstyears of life. A baby, right after birth, sleeps approximately 16to 20 hours a day, whereas
a two-year-old child sleepsapproximately 12 hours.42 In pre-adolescence, thewaking period is at a maximum, and the
need for a daily nap isvery rare. The lack of daily sleepiness may disguise primarysleep dysfunctions such as sleep
apnea and narcolepsy. Duringpuberty, there is an increase in daily sleepiness, as assessedthrough the multiple
sleep latency test, possibly accompanied byan increased need for sleep. Whether there is alteration of
thebiological (circadian) clock has been questioned, although someauthors suggest that there is a trend toward a
delay in itsphase.43-46
The most frequent psychiatric disorders that may affect sleepin children and adolescents are depression,
anxiety, andattention deficit hyperactivity disorder (ADHD). The anxietyprofiles present sleep complaints and
polysomnographic findingssimilar to those of adults. However, the occurrence of multipleawakenings during the night
is relevant, when the patient reportsa sensation of fear and imminent danger.47
1. Childhood depression
The symptoms of childhood depression are similar to thoseobserved in the adult population, although with
somepeculiarities such as exaggerated fears and refusal to go toschool.48 It has been shown that, among
childrenpresenting altered sleep patterns, 75% complain of insomnia, and25% report excessive sleepiness.45 Those
with insomniamainly complain of difficulty in initiating sleep and have theimpression that their sleep is
superficial and of poor quality,consequently experiencing difficulty in waking up early to go toschool, together
with daytime tiredness.45
1) Polysomnographic findings
Findings have been inconsistent and hardly specific: inchildhood (Tanner stages 1 and 2), there is increased
sleeplatency and decreased latency for the first episode of REM sleep.In adolescents (Tanner stages 3, 4 and 5), in
addition to thesefindings, there is increased REM density.47
2. Attention deficit hyperactivity disorder
Children with ADHD complain of difficulty in waking up in themorning (perhaps due to sleeping too little),
fragmented sleep,poor quality sleep and increased movement during sleep. It hasbeen observed that children with
obstructive sleep apneasyndrome, with periodic limb movements or narcolepsy, presentmore ADHD-related
symptoms.49
1) Polysomnographic findings
In ADHD, increased physical activity during sleep, increasedfrequency of periodic limb movements and reduction
in REM sleephave been observed.49
The treatment of ADHD, combined with careful orientationregarding appropriate sleep rhythm, has proven
effective.Patients, when untreated, can present increased daytimesleepiness (observed in the multiple sleep latency
test).Nevertheless, re-assessment of the treatment with stimulants -better scheduling, reduction of total dosage,
etc - when carriedout, propitiates better quality sleep and a consequentimprovement in daytime behavior.49
Final considerations
The sleep alterations most frequently observed in mostpsychiatric disorders refer to difficulty in initiating
sleep(initial insomnia), difficulty in maintaining sleep (middleinsomnia), poor quality sleep and interrupted
sleep. Terminalinsomnia or early awakening is more often related to depressiveprofiles.
In describing polysomnographic findings in psychiatricpatients, we principally observe significant reductions in
sleepefficiency and total sleep time, which are consequences of thereduction of NREM sleep. In affective disorders,
the percentageof REM sleep is increased. Reduction of REM sleep latency isprincipally described for depression but
may occur in otherpathologies. Although no specific finding is pathognomonic,patterns of sleep dysfunction have
been observed in certainpsychiatric disorders. Even though a specific psychiatricdiagnosis cannot be made based on
polysomnographic data alone,sleep studies can help answer specific questions such as how todifferentiate depression
from dementia in the elderly.
There may still be a strong correlation between psychiatricdisorders and primary sleep disorders. Therefore,
patients withsleep apnea or narcolepsy seem to present high levels of anxiety,depression and alcoholism. More
relevant still is the directrelation between poor sleep hygiene and various other psychiatricprofiles. This
relationship must be taken into consideration bypsychiatrists in clinical practice since instructing patients
insleep hygiene can reduce the amount of medication administered,improving symptomatology and patient quality of
life.
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